Additional Information for RagingBull.com, LLC

Gov. Action
The following describes a government action that has been resolved by a settlement order. If the matter is being appealed, it will be noted below.

On March 8, 2022 the business entered into a proposed settlement order with the United States Federal Trade Commission. The settlement resolves allegations that the business used bogus earnings claims to trick consumers into signing up for services and then trapped them into hard-to-cancel subscription plans with costly charges. Under terms of the settlement, the business agreed to pay $2.425 million, end the earnings deception, get affirmative approval from consumers for subscription sign ups, and provide them with a simple method to cancel recurring charges. The order was for settlement purposes only and should not be considered as an admission of guilt or finding of violation of the law. For more details please click here.

Gov. Action
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.

On December 20, 2021 the business entered into a Consent Order with the New Hampshire Bureau of
Securities Regulation. The Consent Order settles allegations that the business made potentially misleading statements to consumers in
connection with its advertising as well as potentially acting as an investment advisor
without being licensed by the New Hampshire Bureau of Securities Regulation. Under terms of the Order, the business has agreed to cease and desist
from violating N.H. Securities Law, and will change their platform accordingly to avoid
future violations. The business has refunded $696,621 to New Hampshire residents and an additional $102,024 is being refunded to a number of subscribers in various states over the next 60 days. Additionally, Raging Bull has also agreed to pay a fine to the New Hampshire Bureau of Securities Regulation in the amount of $675,000. The Order was for settlement purposes only and should not be considered as an admission of guilt or finding of violation of the law. For more details please click here.